Tauc Plot Calculator
Transition models

Direct vs indirect band gap Tauc plots

Same equation, different exponent. What n = 2 and n = 1/2 actually mean physically, how each curve looks, and how to choose the right Tauc exponent for your material.

n = 2 vs n = 1/2

A direct band gap Tauc plot and anindirect band gap Tauc plot use the same equation but a different exponent: n = 2 for a direct allowed transition and n = 1/2 for an indirect allowed one. The exponent is not a fitting preference — it reflects whether the electron can cross the gap without a phonon.

Choosing the wrong n changes the shape of the curve, moves the linear onset, and shifts the extrapolated band gap. This page explains the physics behind the two models and how to decide which exponent belongs to your material — before you fit anything.

Side-by-side comparison

PropertyDirect allowedIndirect allowed
Exponent n21/2
Plotted y-value(αhν)²(αhν)^(1/2)
Momentum ruleΔk = 0 — vertical transitionΔk ≠ 0 — phonon required
Band structureConduction band minimum above valence band maximum at the same kMinimum and maximum at different k points
Edge sharpnessUsually steeper, well-defined onsetBroader onset, phonon-assisted tail
Typical materialsZnO, GaAs, CdTe, MAPbI₃, GaNSi, Ge, anatase TiO₂, GaP, AlAs
Typical EgOften 1.5–3.5 eV for semiconductorsSi ≈ 1.1–1.2 eV, Ge ≈ 0.66 eV

What changes in the plot

Raising αhν to the power of 2 stretches the upper part of the absorption edge and sharpens the onset; taking the square root compresses it and softens the edge. In practice:

  • Direct plots (n = 2) usually show a steep, clearly defined linear segment.
  • Indirect plots (n = 1/2) tend to have a gentler slope and a longer, less obvious linear region.
  • Both are fitted the same way: straight line through the onset, extrapolate to y = 0.
  • The two exponents applied to the same spectrum will return different Eg values — only one is physically meaningful.

How to choose the Tauc exponent

  1. Start from the literature on your material phase — anatase TiO₂ is indirect, rutile shows direct character, Si is indirect, GaAs is direct.
  2. Check whether the band structure is direct at the fundamental edge (DFT band plots or reference texts make this clear).
  3. Only then consider the plot: fit with the physically correct exponent and verify the onset looks linear.
  4. Never select the exponent purely because it gives the highest R² — a wrong model can still produce a straight-looking segment.
Rule of thumb: the exponent is a statement about the material, not about the data. Fit with the physically correct n, then judge the quality of the fit — never the other way round.

Forbidden transitions: n = 3/2 and n = 2/3

When the dipole matrix element vanishes at k = 0, the transition is forbidden and the exponent changes again: n = 3/2 for direct forbidden (Cu₂O, SnO) and n = 2/3 for indirect forbidden (SnO₂, some rare-earth oxides). These models are far less common — reach for them only when the allowed model clearly fails and the literature for your material supports it.

FAQ

Direct, indirect and Tauc exponents

Can I use a Tauc plot for direct and indirect band gaps?

Yes, different transition models use different Tauc exponents. The appropriate model depends on the material and transition being investigated.

What is the difference between direct and indirect band gap Tauc plots?

They use different exponents in the Tauc relationship. A direct allowed transition uses n = 2, while an indirect allowed transition uses n = 1/2.

How do I choose the Tauc exponent?

The exponent should be selected according to the electronic transition model appropriate for the material. It should not simply be chosen because it produces the highest R².

What is the Tauc exponent for a direct band gap?

For a direct allowed transition the exponent is n = 2, so the plotted quantity is (αhν)² against photon energy.

What is the Tauc exponent for an indirect band gap?

For an indirect allowed transition the exponent is n = 1/2, so the plotted quantity is the square root (αhν)^(1/2) against photon energy.

Does the exponent change the extracted band gap value?

Yes. Because each exponent reshapes the curve, the linear onset moves and the extrapolated intercept changes. Using the wrong model is one of the most common sources of disagreement with literature values.

Test both models on your spectrum

Switch exponents in the calculator and watch the fitted band gap update — a quick way to see how much the transition model matters.